Proskauer Whistleblower Blog
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With the new administration comes a new era for whistleblowing. High-risk whistleblower complaints implicating Dodd-Frank, Sarbanes-Oxley and similar state whistleblower retaliation statutes continue to rise. These complaints often rise to the highest levels of a company’s legal and compliance functions, as they present significant financial and reputational risks. Proskauer’s Lloyd Chinn and Harris Mufson recently … Continue Reading
On January 1 2017, the German Federal Financial Supervisory Authority (“BaFin”) set up an online whistleblowing system allowing anyone to anonymously report alleged violations of supervisory law. BaFin is the national supervisory authority for banks, financial service institutions, the securities market and insurance undertakings in Germany. The online whistleblowing system is part of an effort … Continue Reading
The First Hundred Days: Whistleblowing in the New Administration
By Proskauer Whistleblower Blog on Posted in Dodd Frank, Legislation, SEC
German Federal Financial Supervisory Authority (BaFin) Releases Online Whistleblowing System
By Proskauer Whistleblower Blog on Posted in International
